| ||
| Spear, Leeds & Kellogg: Fixed Income Market maker in odd-lot US government bills, notes, bonds, strips and agency securities. |   |
Herzog Heine Geduld Specialist broker primarily engaged in Nasdaq market-making. Subsidiary of Merrill Lynch. |   | |
MS Howells & Co: Specialist Brokerage Firm Provides hedge fund services including; brokerage, execution, administration, software, research, charts and quotes, and newsletters. |   | |
Scavone, McKenna, Cloud & Company The firm serves a wide range of industries, including banking and insurance, energy, food, retailing and ADR listings. |   | |
Performance Specialist Group Specialist firm which makes a market in approximately 75 stocks, focusing on small-cap and mid-cap international and domestic companies. |   | |
GPFunds.com: Specialist Brokers Asset management firm offering selection and analysis of hedge fund investment opportunities such as the Market Wizards Fund started by Jack Schwager. |   | |
Spear, Leeds & Kellogg: Specialists & Trading The firm's NYSE and AMEX divisions are the equity specialists in the securities of nearly 600 public companies. The firm also serves as the specialist in the options of companies on the AMEX, Philadelphia and CBOE Options Exchange. |   | |
Wagner Stott A specialist firm on the New York Stock Exchange. The firm's site provides a listing of all represented companies, mergers and acquisition news, stock exchange news and commentaries. |   | |
Susquehanna Partners, GP Serves as an NYSE equity specialist and manages approximately 50 NYSE equity specialist books. |   | |
Bear Specialist Inc./Hunter Specialists, LLC The specialist firm represents over 135 issues in 32 industry sectors on the New York Stock Exchange. |   | |
Walter N. Frank & Co. LLC A specialist firm on the New York Stock Exchange. |   | |
Fleet Specialist As part of FleetBoston Financial, Fleet Specialist specializes in over 300 companies and accounts for 13% of all NYSE listed common stocks. Non US-based companies comprise 10% of the firm's list. |   | |
Van der Moolen The firm is active as a specialist or market maker in both equities and options in security markets in Europe and the US. |   | |
|