Options and the US government and Investment banking and brokerage Guide - Finance Review

Georgia, Securities & Business Regulation Division
 
Securities & Exchange Commission (SEC)
Official Federal Agency website which includes news, legal and other releases and reports, investor education material, and the EDGAR database of corporate disclosure reports.
 
South Carolina, Securities Division
 
Connecticut, Securities & Business Investments Division
The securities industry is regulated in Connecticut by the Department of Banking.
 
Iowa Securities Bureau
 
Nasdaq Market-Makers Antitrust Litigation
Investors who traded any of 1,659 Nasdaq stocks during certain time periods between May 1, 1989 and July 17, 1996 will share in the recovery from settlements in the Nasdaq Market-Makers Antitrust Litigation. Settlement funds were created totalli.
 
U.S. Federal Government Agencies
A list of federal agencies on the Internet.
 
Rhode Island, Business Regulation
 
Arizona, Securities Division
 
Utah, Division of Securities
 
North Carolina, Securities Division
 
Code of Federal Regulations
Searchable federal regulations database within the National Archives and Records Administration.
 
Washington, Securities Division
 
Texas State Securities Board
 
Pennsylvania Securities Commission
 
Nb of rev= 15